Regulators in British Columbia, long a haven for stock touts and pump-and-dump schemes, are proposing new disclosure requirements for...

The province changed its position based on “overwhelming” support for a harmonized ban. Ending a two-and-a-half-year stalemate, Ontario...

On August 6, the Canadian Securities Administrators (CSA) published final amendments to national rules affecting the prospectus and...

The MFDA is working on an “implementation roadmap” for its vision for the future of self-regulation The ongoing battle over the future of...

The proposals would radically alter securities regulation in Ontario A government-appointed task force is recommending sweeping changes...

Reforms developed for industry were rejected in a public consultation Citing pushback from the industry, the Investment Industry...

Back in June, the Ontario Securities Commission (OSC) sought to put small fund manager and exempt market dealer Stableview Asset...

The Ontario Securities Commission (OSC) is seeking a settlement with a couple of Bloomberg LP subsidiaries over allegations they violated...

The Ontario Securities Commission (OSC) today published final amendments to its local prospectus and registration exemptions regarding...

SRO seeks comment on proposals to adopt client-focused reforms Fund dealers are facing their own rule changes to implement the so-called...

Industry raises concerns with proposed standards for advisor, planner titles The Investment Industry Association of Canada (IIAC) says...

Ontario’s securities regulator warns firms to seek registration ahead of the upcoming regulatory transition With the Ontario Securities...

Regulators harmonize exemptions and enhance disclosure requirements The Canadian Securities Administrators (CSA) are going ahead with...

The Investment Industry Regulatory Organization of Canada (IIROC) is the latest regulatory body preparing to give firms temporary relief...

Toronto – In light of recent COVID-19 developments and their impact on market participants, the Canadian Securities Administrators (CSA)...

Calgary and Montreal – The Canadian Securities Administrators (CSA) is encouraging investors to properly research investment...

Less than 10% of investor losses have been recovered The British Columbia Securities Commission (BCSC) has ordered that the funds...

GMP Capital says it would consider acquisitions of “like-minded” IIROC-member businesses Toronto-based Richardson GMP is changing its...

A proposed class action against TD Asset Management Inc. (TDAM) over trailer fees paid to discount brokers has been given the go-ahead by...

The time-worn saying “Nothing is certain but death and taxes" is only half true for a savvy American taxpayer who is planning the sale of...