• 除受合格投资者（Accredited Investor）及认可投资者（Eligible Investor）资格外，加拿大证券法律在《国家文书第45-106号》（National Instrument 45-106）下还规定了多项额外豁免条款。以诺财富（Enoch Wealth Inc.）的每一位投资者在完成任何投资前，均须经由持牌交易代表（Dealing Representative）进行资质评估。您的交易代表将为您确认适用的豁免条款、确保所有必要文件完整签署，并核实该投资是否符合您的个人情况及投资目标。 

 

官方参考资料：

• NI 45-106 — Full text (BC Securities Commission)

  • bcsc.bc.ca — NI 45-106 Prospectus Exemptions 

  • Authoritative version for BC.

• NI 45-106 — Ontario Securities Commission

  • osc.ca — NI 45-106 

  • Authoritative version for Ontario, including Ontario-specific amendments and companion policy.

• NI 45-106 — Alberta Securities Commission

  • albertasecurities.com — NI 45-106 

  • Authoritative version for Alberta.

• CSA — Canadian Securities Administrators (national overview)

  • securities-administrators.ca — securities law resources

  • The CSA is the national umbrella body for all provincial securities regulators. NI 45-106 is a national instrument adopted by all CSA member jurisdictions.